Role details

Senior Compliance Analyst

Abu Dhabi   •  Permanent

Bullet points

  • An excellent Compliance opportunity at a global investment firm
  • Candidates must be Western or Arabic

About Our Client

Our client is a unique organization which provides exemplary investment services. They have a strong global presence, and are constantly expanding within the financial services sector. The Senior Compliance Analyst role in Abu Dhabi provides candidates with an opportunity to grow, and work at a multicultural workplace.

Job Description

As a Senior Compliance Analyst, the successful candidate will be reporting directly to the Compliance Director and also receive some instruction from the Head of Compliance. He/she would support the business' compliance function, and take charge of on-boarding clients. An important part of the role will also be participation in ad-hoc projects that will involve sensitive clients.

Other primary responsibilities of the Senior Compliance Analyst include:

  • Development of processes, policies and the relevant documentation that will mitigate compliance risk.
  • Assisting in the implementation of the compliance framework.
  • Preparing reports, for management, highlighting compliance activities along with case studies of regulatory obstacles faced within the role.
  • Delivering compliance training to the team outside of the Compliance function.
  • KYC duties - conducting a comprehensive overview of clientele and performing due diligence.

Additionally, the Senior Compliance Analyst will be required to perform other tasks as and when they arise.

The Successful Applicant

The successful candidate must come from a financial services background, and have worked within the Compliance function of a regulated firm for at least 1 year. They must also have had UAE and International exposure.

It is critical that the successful candidate has a strong understanding of the regulatory and legal environment of the region.

Other crucial attributes required for the role are:

  • Knowledge of ESCA and UAE Central Bank Rules & Regulations.
  • A solid grasp of the principles of Compliance; AML/CTF, anti-bribery and corruption, and international sanctions programmes
  • Ability to communicate effectively in English, and desirably Arabic.

What's on Offer

Competitive package on offer

Apply for this job

Click the Apply or LinkedIn button below or contact Aniket Deo on +971 4 709 0318 quoting job reference 20883
As you are using an Apple iOS device we are unable to offer you the CV upload function. Please apply with your Linkedin profile below or contact Aniket Deo on +971 4 709 0318 quoting job reference 20883