Save Job Back to Search Job Description Summary Similar JobsExposure to US, UK, and DIFC regulatory frameworks within a global platformJoin a large-scale asset manager with strong international presenceAbout Our ClientThis opportunity sits within a leading global asset management platform with a strong presence in the region and internationally. The organisation manages multi-billion-dollar assets and operates across multiple jurisdictions, offering a sophisticated and well-established compliance environment.Job DescriptionSupport compliance coverage for US-focused funds, ensuring adherence to applicable regulatory requirementsMonitor and interpret regulatory developments across the US, UK, and DIFC, assessing impact on the businessAssist in maintaining and enhancing compliance frameworks, policies, and proceduresConduct ongoing compliance monitoring, testing, and surveillance activitiesSupport regulatory filings and reporting requirements across relevant jurisdictionsProvide guidance to internal stakeholders on compliance matters and regulatory obligationsAssist with compliance reviews, internal audits, and remediation activitiesSupport onboarding processes, including KYC/AML and investor due diligence where requiredContribute to training and awareness initiatives across the businessLiaise with regulators, auditors, and external advisors as neededSupport ad hoc compliance projects and strategic initiativesThe Successful Applicant5-10 years' experience within compliance in an asset management or financial services environmentMandatory experience with US SEC regulations and compliance frameworksExposure to UK regulatory environment and/or DIFC (DFSA) regulations is strongly preferredStrong understanding of global asset management structures and fund operationsExperience supporting cross-border regulatory requirements and multi-jurisdictional frameworksStrong analytical skills with attention to detailExcellent communication skills and ability to engage with senior stakeholdersDegree in Law, Finance, or a related fieldProfessional certifications (e.g. CFA, CAMS, ICA) are advantageousWhat's on OfferCompetitive compensation aligned with global asset management benchmarksOpportunity to work within a multi-billion-dollar, internationally recognised platformExposure to complex, cross-border regulatory frameworksStrong career progression within a high-calibre compliance functionContactAsma SiddiquiQuote job refJN-042026-7002418Job summarySectorBanking & Financial ServicesSubsectorCompliance & LegalIndustryFinancial ServicesLocationDubaiContract typePermanentConsultant nameAsma SiddiquiJob referenceJN-042026-7002418
